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BSA/AML Conference
April 7, 2022
8:30 AM – Registration
9 AM – 4 PM - Program
Hilton Hotel, Jackson, MS
Avoid common violations and meet your annual training requirement. Attend our BSA Seminar in January to learn practical solutions and timely analysis of BSA requirements and how they apply during the current COVID pandemic.
This one-day seminar covers all key elements of BSA compliance programs for non-complex community banks with community bankers in mind to take the guesswork out of regulatory expectations. Attending this seminar will enable you to: Recognize common pitfalls and problem areas to avoid.
- What constitutes an adequate BSA Compliance program?
· Downsides of de-risking customers
· Some tools for analyzing information related to marijuana and hemp businesses and COVID- 19, etc.
· How to proactively anticipate changes in criminal behavior as it activity evolves
- Why is a risk assessment important and how should I keep it updated?
- Understand requirements and avoid common problem areas of:
· Beneficial ownership due diligence rules
· Currency Transaction Reports and exemptions
· Suspicious Activity Reports – new problem areas, including elder abuse and mortgage fraud, plus confidentiality rules
· Customer and Enhanced Due Diligence
· Monetary Instruments
· Funds Transfer Recordkeeping
- Office of Foreign Asset Controls (OFAC)
· What constitutes an adequate OFAC compliance program and what will the examiners review
· Sanctions programs, requirements, lists, and screening
- USA PATRIOT ACT (Customer Identification Program)
· Identification and verification requirements
· Learn how to properly handle law enforcement search request
· Understand Customer Identification Program (CIP) pitfalls
- Avoid common problem areas and common violations
Get answers to your questions as Keith provides working examples and practical solutions that will assist your Institution in meeting your BSA/AML regulatory requirements. In addition, network with your colleagues in the industry to compare and share!
Presenter:
KEITH E. MONSON
Keith Monson serves as CSI’s chief risk officer. In this role, Monson maintains an enterprise-wide compliance framework for risk assessment and reporting, as well as other key components of CSI’s corporate compliance program. With over 30 years of banking experience, he has a wide range of experience in the compliance arena, having served as a chief compliance officer for both large and small financial institutions. His experience also includes assisting financial institutions as a compliance consultant and most recently as a chief risk officer. Keith also served as a Chairman of the CRCM Advisory Board and was a former member of the Certification Council for the Institute of Certified Bankers. In addition, he recently served as the Co-Chairman of the Enterprise Risk Management Working Group and has written for and served as the Chairman of the Editorial Advisory Board – Bank Compliance Magazine and was a past member of the Compliance Executive Committee and the Regulatory Compliance Conference Advisory Committee for the American Bankers Association. Keith graduated from Truman State University and holds a Bachelor of Science degree in Finance.
Hotel Information
Hotel reservations may be made by calling the Hilton Hotel at 601-957-2800. Please reference the Mississippi Bankers Association when making your reservation to get the special rate of $129 until March 14. The attendee is responsible for room payment including taxes and expenses.
More Information
Dress for the conference is business casual. We recommend that you bring a light sweater or jacket in the instance the room is cool. Registration will begin at 8:30 a.m. on Thursday, April 7. If you need additional information, please contact Lori at the MBA Office by calling 601-948-6366 or by emailing lrichardson@msbankers.com.
Registration Form BSA/AML Conference
PLEASE DUPLICATE FORM
BANK/COMPANY NAME:______________________________________________________
REGISTRANT NAME:__________________________________________________________
CELL NUMBER:_______________________________________________________________
EMAIL ADDRESS:_____________________________________________________________
IN-PERSON FEE:
_____ $295 for Member Banks _____ $590 for Non-Member Banks
VIRTUAL FEE:
_____ $395 per location
Registration fees include instruction, materials, refreshment breaks and lunch. Hotel reservations are NOT included in registration fees.
Cancellation Policy
Register before April 6, if possible. Full registration fees will be refunded if a cancellation is
received on or before April 1, 2022. After that date, a $50 processing fee will be retained. No refunds will be granted for cancellations made the day of the conference. Substitutions are welcome at no charge.
PAYMENT:
_____ Please invoice, to be paid by April 1.
_____ Please charge my credit card below.
TO REGISTER: Scan & Email to lrichardson@msbankers.com
QUESTIONS: Contact Lori Richardson (601) 709-3736 or email the address above.
Credit Card Information
Name on Bank Card____________________________________________________________
Credit Card Number_____________________________________________________________
Expiration Date___________________________CVV_________________________________
Billing Zip Code_____________________________________
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