Calendar of Events

Compliance Management

08/14/2018, 10:00 AM to Noon

No location provided

Amy Davis adavis@msbankers.com 601-948-6366

Description:

Compliance Management


Presented by David Dickinson
Tuesday, August 14th, 2018
10:00 am - 12:00 pm CT


COVERED TOPICS

  • Active board and senior management oversight;
  • Risk Assessments;
  • Effective policies and procedures;
  • Training;
  • Audits & Monitoring;
  • Complaint Management;
  • Reporting; and,
  • Culture (the foundation of an effective Compliance Management System).
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